Compliance Manager

Compliance Governance & Policy Management

* Develop and oversee control systems to prevent or address violations of legal, regulatory, and internal policy requirements. * Draft, review, modify, and implement policies, procedures, and compliance frameworks to support organisational objectives and regulatory obligations. * Periodically review procedures, reports, and operational processes to identify hidden risks, control gaps, and instances of non-compliance. * Evaluate the effectiveness of compliance controls and recommend continuous improvements.

Regulatory Compliance & Monitoring

* Monitor compliance with applicable laws, regulations, guidelines, and industry standards. * Stay abreast of regulatory developments and emerging best practices, assessing their impact on organisational operations. * Interpret regulatory circulars and communicate their implications for business activities and compliance requirements. * Coordinate and ensure timely responses to regulatory reviews, audits, examinations, and identified exceptions. * Prepare and submit compliance reports for senior management, regulators, and other relevant stakeholders.

Risk Assessment & Control

* Conduct compliance risk assessments to identify, measure, monitor, and mitigate compliance risks across the organisation. * Assess proposed business initiatives, products, and strategic ventures to identify potential compliance and regulatory risks. * Monitor compliance through testing, reviews, spot checks, inquiries, investigations, and control assessments. * Follow up on identified deficiencies and formulate practical recommendations for remediation and process enhancement. * Support the implementation and monitoring of Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) controls, including risk detection tools and reporting requirements.

Advisory & Stakeholder Engagement

* Serve as the primary point of contact for compliance related queries and advisory support across the organisation. * Provide risk based compliance advice and guidance to management and business units on regulatory requirements, policy interpretation, and emerging compliance risks. * Assess the compliance implications of new products, initiatives, partnerships, and strategic business activities, providing practical recommendations to support decision making. * Collaborate with Legal, Human Resources, Risk Management, Internal Audit, and business units to ensure compliance requirements are effectively embedded in operations. * Review the work of colleagues and business units where necessary to identify compliance issues and provide guidance, advice, or training. * Escalate significant compliance concerns and recommend appropriate remediation actions where necessary. * Promote a culture of ethical conduct, regulatory compliance, and accountability throughout the organization.

* Bachelor’s degree in law, Finance, Business Administration, or a related discipline. * Professional compliance certification (e.g., CAMS, ICA, CRCM, Certified Compliance Professional, or equivalent) will be an added advantage. * 5-7 years of progressive experience in Compliance, Risk Management, Internal Control, Audit, or related functions. * Experience within a regulated industry, preferably banking, financial services, fintech, or a similar environment. * Demonstrated experience in compliance monitoring, regulatory engagement, policy development, and compliance risk management. * In-depth knowledge of regulatory requirements, compliance standards, and industry best practices. * Strong understanding of AML/CFT regulations, sanctions compliance, and financial crime risk management. * Excellent knowledge of reporting procedures, record keeping requirements, and regulatory reporting standards. * Strong regulatory interpretation and compliance advisory capabilities. * Sound judgment and decision-making skills, with the ability to balance regulatory requirements and business objectives. * Ability to provide practical, risk based recommendations in complex or ambiguous situations. * Strong analytical, investigative, and problem solving skills.

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